Focused on You

Our Approach

We provide client-focused investment guidance and actionable strategies to help you pursue your goals. Combining our extensive experience with Stifel’s robust resources, we are privileged to demonstrate how I can serve you and your family across generations.

SoHo district apartment building , Manhattan , New York

Investment Philosophy

Our approach to wealth management service and strategy is to identify specific securities across a broad spectrum of investment instruments, allocated in accordance with our clients’ stated objectives, time horizons, and risk tolerances.

Within this context, we focus primarily on companies that demonstrate a history of dominant qualities within their industry and exhibit sustained importance to society and the economy. For this reason, we typically seek to identify large capitalization companies in growth industries. We will also balance this pursuit by allocating a percentage of client portfolios toward income-producing securities, which offer value-based propositions and characteristics designed to enhance the balance and stability of our portfolio strategies within the Stifel Solutions Program.

To compliment this core philosophy, we work closely with Stifel’s trading professionals to offer access to specialized areas of the markets, such as private equity, small caps, international and emerging markets, along with alternative investments to help us in our efforts to maximize portfolio coverage and client opportunity.

Asset allocation does not ensure a profit or protect against loss.

The Solutions program requires a minimum investment, which varies by strategy. Ask your Financial Advisor for a Disclosure Brochure, which further outlines the fees, services, exclusions, and disclosures associated with this program. Since all investment decisions in a Solutions account are made by the Financial Advisor without having to receive prior client approval, it is important that Solutions clients have detailed knowledge of the Financial Advisor’s individual investment philosophy and decision-making process before entrusting him or her with their portfolio. You should consider all terms and conditions before deciding whether the Solutions Program and any particular strategy are appropriate for your needs.